Our approach to financial advice gives you the knowledge and guidance to manage your finances in line with your values and personal objectives.
Create a robust portfolio rooted in evidence-based research for sustainable growth.
Learn MoreBuild a plan to achieve the financial objectives that support your aspirations and help you make an impact in your community.
Learn MoreDevelop a coordinated tax strategy to protect more of what you earn so you can leave more for your family and your causes.
Learn MoreOur transparent fee structure reflects our straightforward approach to financial services.
Our investment strategies are based on rigorous academic research for sustainable growth.
Our global approach includes tax and estate planning to secure your wealth now and in the future.
Our diverse expertise delivers sophisticated and concise insights to give you financial clarity and direction.
Our experienced advisors will listen to your needs and offer straightforward advice so you can make confident financial decisions.
Our team can help:
Partner with experienced advisors dedicated to your success. Reach out to find out how we can help.
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Équipe Peter Guay is a dynamic team known for delivering top-tier service with a personal touch. Families across Quebec and Canada trust our hands-on experience and integrated approach, ensuring their specific needs are supported at every stage in their lives.
We have the answers. Check our FAQs for common questions. If you can’t find what you’re looking for, reach out to us and we will be happy to respond.
As an independent Wealth Management firm, PWL Capital and its advisor teams, including Équipe Peter Guay, are free to use the investment products that are most efficient and appropriate for our clients.
In 2013 PWL Capital became the only Canadian firm to qualify for membership in the Global Association of Independent Advisors. GAIA is an international network of independently owned investment advisory firms, whose overriding commitment to fiduciary excellence ensures they always put their clients’ interests first.
Learn more about our governance and internal controls.
Équipe Peter Guay operates on the PWL Capital Shared Services Platform. PWL provides middle office support and ensures adherence to the highest compliance standards of our governing bodies. They share our commitment to putting our clients’ interests first and remaining independent. Together, we offer clients the advantages of PWL while retaining the personalized service and expertise of Équipe Peter Guay.
By using the platform our clients benefit from:
Learn more about our governance and internal controls.
PWL Capital is structured such that all your assets are held in accounts in your name by our carrying broker, National Bank Independent Network (NBIN). When you deposit money to your accounts, the cheque is made out to NBIN, never PWL. Any movements of funds or securities in or out of your accounts can only be executed with your written authorization. The monthly account statements that you receive for each one of your accounts is mailed directly from the offices of National Bank Independent Network, without our intervention, ensuring an unbiased and audited valuation of your holdings.
Learn more about how Équipe Peter Guay and PWL Capital keep your money safe.
PWL Capital and its Investment Advisors are registered and regulated by the Canadian Investment Regulatory Organization (CIRO). By virtue of our registration with the CIRO, we are also subject to the oversight of the provincial regulatory bodies (e.g.: Autorité des Marchés Financiers (AMF) in Quebec or the Ontario Securities Commission (OSC) in Ontario.).
As a member of CIRO, we must comply with a series of rules and procedures governing securities transactions and portfolio management. Our firm must also undergo three regular inspections conducted by this self-regulatory organization.
Our Chief Compliance Officer (CCO) is responsible to ensure that each transaction is verified. In addition, she conducts a full audit of the accounts under our management on a quarterly basis.
Learn more about our governance and internal controls.
In managed or ‘discretionary’ accounts, your advisor is authorized to independently make investment decisions based on your overall direction and specific investment objectives. We will provide you with an Investment Policy Statement outlining the parameters of the client/broker relationship and our responsibility to act in your best interest when investing on your behalf.
PWL Capital and Équipe Peter Guay are proud to be CEFEX certified. CEFEX is an independent global assessment and certification organization that helps determine the trustworthiness of investment fiduciaries. CEFEX certification means that the organization recognizes PWL’s compliance with a defined standard of practice, and that PWL has demonstrated its adherence to the industry’s best practices and is positioned to earn the public’s trust.
Learn more about our governance and internal controls.
